There is no difference in overall/disease-free survival b/n patients treated w neoadjuvant and adjuvant therapy.
Rationale for neoadjuvant treatment:
To shrink tumor size to...
...permit breast-conserving therapy in those who would require mastectomy.
...allow surgery in previously inoperable tumors
...improve cosmesis of surgery
...downstage axillary LN dz to avoid axillary dissection
Serves as in vivo evaluation of tumor response to therapy which allows oncologist to change treatment regimen if not effective.
Degree of response to neoadjuvant therapy reveals important prognostic information as response is associated w improved survival.
NAT is the standard of care for locally advanced and inflammatory breast CA and is becoming the standard of care for early-stage triple-negative and HER2-overexpressing breast CA.
Response to NAT can be mixed depending on the molecular subtype of CA w/ an avg pathologic complete response (pCR) rate of 19%.
pCR = no residual invasive tumor at pathologic assessment (breast & axilla)
For those that do not demonstrate pCR, a residual cancer burden (RCB) score is commonly used to predict survival. RCB score uses 4 parameters:
Primary tumor dimension (in situ and invasive)
Cellularity of the invasive tumor
Size of the largest nodal metastasis
Number of positive LNs
Increasing RCB scores represent increasing degrees of residual dz and are correlated to a worse prognosis, including higher rates of distant recurrence.
Breast CA is a heterogeneous dz and rates of pCR after NAT range from 0.3-50.3% depending on tumor subtype.
Differences among individual tumor subtype occur bc of underlying variability in gene expression. Immunohistochemical markers (ER, PR) positivity and HER2 overexpression are used to classify tumors into 4 subtypes:
(1) Triple-negative tumors (aggressive)
More chemosensitive bc of high cellular proliferation and commonly treated w NAT even in early stage.
pCR of 23.2%
(2) HER2-positive tumors (aggressive)
More chemosensitive bc of high cellular proliferation and commonly treated w NAT even in early stage.
Additionally treated w HER2-targeted monoclonal antibody therapies.
pCR of 38.7%
(3)ER/PR positive tumors - luminal A (less aggressive)
Lowest rates of pCR (0.3%)
(4) ER/PR positive tumors - luminal B
More likely to be higher grade w higher markers of proliferation and less favorable prognosis.
Less likely to be treated w NAT as these tumors have the lowest rate of pCR bc of lower chemosensitivity.
Low rate of pCR (8.3%)
Interpretation of posttreatment MR images on changes in (1) tumor size and/or (2) enhancement compared w/ pretreatment MR images.
The authors' institution protocol performs a precontrast and 3 postcontrast axial T1WI sequences
1st post con: 90 sec
last post con: 6 min
Most helpful in identifying residual dz, as enhancement may be delayed bc of the antiangiogenic effect of chemotherapy.
Either diameter or volume measurements maybe used to evaluate changes in tumor size.
Changes in volume have been found to be more accurate in predicting response than changes in longest diameter
RECIST 1.1 guidlines specify that MRI is the preferred imaging modality to follow breast lesions in the neoadjuvant setting but is not used in axillary LN evaluation.
4 categories of response:
Complete response: pCR in 19%
Partial response: pCR in 45%
Stable disease: pCR in 17%
Progressive disease: pCR in 20%
In multifocal/multicentric breast CA, up to 2 lesions are measured in each breast, preferably the largest lesions, and are considered the target lesions that are to be measured at FU imaging. Any additional enhancing lesions in the breast are nontarget lesions and should be evaluated at FU imaging but do not require measurement.
Functional tumor volume (FTV) help predict recurrence-free survival.
FTV incorporates enhancement thresholds to determine which portions of the tumor to include in a measurement, combining functional criteria w a volume measurement.
Visual assessment of decreased enhancement also indicates response to therapy, as effective chemotherapy reduces tumor neoangiogenesis.
Authors' institution:
Report tumor size by measuring diameters of the enhancing lesion in 3 dimensions without calculating tumor volume.
No residual enhancement = complete response
If residual enhancement -> measure enhancing lesion and compare to pretreatment. If the extent and degree of enhancement...
...is clearly stable = nonresponse
...has clearly decreased = partial response
For more subtle/equivocal responses, follow RECIST 1.1 criteria and require at least a 30% decrease in diameter of the lesion to report partial response. In cases where diameter of lesion is unchanged but degree of enhancement is decreased, we report the decreased enhancement and note that it may represent partial response to therapy, as tumor cellularity may decrease without change in overall size of tumor.
Almost all patients proceed to surgery after NAT, regardless of whether MRI helps predict pCR. Therefore, the use of MRI in practice is not to help distinguish pCR from small-volume residual disease, but to assist in surgical planning. MRI can miss and overestimate residual disease.
Overstimating residual dz can result in more extensive surgery; mastectomy instead of breast conservation and axillary dissection instead of sentinel LN biopsy. Missing residual dz may result in positive margins and the need for surgical reexcision.
Fibrosis or benign posttreatment change, including postinflammatory changes after NAT, may enhance and mimic residual carcinoma.
In discordant cases in which MRI predicted residual disease but none was found, researchers have identified fibrous granulation tissue that contains small vessels and inflammatory cells such as macrophages, accounting for enhancement.
Some studies showed decreased specificity of the later phase of enhancement suggesting that the fall positives are caused by fibrosis or posttreatment change that is late enhancing. However, residual tumors may also demonstrate delayed enhancement, particularly luminal tumors. Therefore, delayed enhancement remains important for maintaining sensitivity in depiction of residual dz.
Tumors that become necrotic, hemorrhagic, or fibrotic during therapy may leave behind residual masses that can be palpated or seen at mammo and US.
These masses may no contain viable tumor cells, and clinical examination and imaging may lead to overestimation of residual disease.
DCE MRI provide functional evaluation of the residual mass and lack of contrast enhancement indicates either no or low cellularity. Similarly, mucinous tumors may leave residual pools of acellular mucin that have the appearance of a mass but lack internal enhancement.
eFAs and other benign masses may remain stable or decrease in size and enhancement after therapy and may be mistaken for residual dz.
Both benign and malignant lesions decrease in size after chemotherapy, but malignant lesions demonstrate a relatively greater decrease in size.
Benign lesions and background parenchyma may also decrease in enhancement after NAT
More commonly seen in patients treated w taxanes
Patients treated w non-taxane-containing regimens have only mild/no decrease in enhancement of benign masses.
Baseline MRI is important to help accurately evaluate the extent of dz before the start of NAT and bx may be necessary to help distinguish benign masses from the extent of disease.
DCIS as well as benign proliferative lesions (such as intraductal papilloma or atypical ductal hyperplasia) may enhance. While DCIS in the absence of invasive dz may be counted as a pCR, the presence and extent of DCIS is important for surgical planning and to obtain negative margins.
Nonmass lesions are more likely than masses to result in a false-negative MRI in which there is complete imaging response to therapy but residual tumor is identified in the pathologic specimen.
Nonmass lesions have greater size discrepancies b/n MRI and pathologic analysis than do mass lesions.
Given that ILC is most likely to manifest as a nonmass lesion, it is not surpirising that ILC is more likely to yield a false-negative MRI after neoadjuvant therapy than is IDC.
ILC and mixed ductal and lobular invasive CA also have larger discrepancies b/n size at MRI and pathologic analysis compared w/ IDC.
Growth pattern of ILC, characterized by diffuseness, multicentricity, and loss of cell-cell adhesion, may account for the lower accuracy of post-tx MRI in this histologic tumor type.
Luminal (hormone receptor positive, HER2 neg) tumors are also more likely to be underestimated at posttreatment MRI. Although most commonly manifesting as a nonmass or diffuse lesion, as compared w triple-negative and HER2 postiive tumors, which usually manifest as discrete masses. It is important for surgeons and radiologists to know that there are larger size discrepancies b/n imaging and pathologic analysis and a higher change for positive margins after breast conservative therapy for hormon receptr positive and HER2 negative tumors.
Tumors responding to NAT may demonstrate different shrinkage patterns:
(1) Complete response
(2) Concentric shrinkage:
A) Pattern in which pretherapy MR demonstrates a mass w/o surrounding NME or foci.
B) Posttherapy MRI demonstrates a reduction in the longest diameter of the mass, +/- residual foci around the dominant mass.
(3) Nonconcentric shrinkage:
Any other pattern of shrinkage; crumbling pattern or multinodular lesion
Difficult to determine whether residual enhancement represents invasive cancer, DCIS, or reactive change after therapy
Both over- and underestimation of residual dz is possible.
MR images may appear falsely negative in the setting of small scattered residual dz, as residual tumor cells may be too small to be identified at MRI or may be mistaken for benign foci.
Shrinkage patterns are associated w tumor subtypes.
HER2 positive and triple negative tumors more commonly manifest as masses that demonstrate concentric shrinkage after NAT.
Luminal tumors more commonly manifest as NME that demonstrate nonconcentric shrinkage.
Shrinkage pattern in luminal tumors is associated w prognosis
Patients w luminal tumors that demonstrate concentric shrinkage have improved rates of survival compared w those w tumors that demonstrate noncencentric shrinkage, despite similarly low pCR rates.
Given the variable rates of response, baseline morphology and shrinkage patterns among the tumors subtypes, it is not suprising that the rates of FP and FN MRI studies vary but tumor subtype. Accuracy of breast MRI for predicting pCR is highest in triple negative and HER2 positive CA.
Conventional chemotherapy agents, taxanes and anthracyclines, have known antiangiogenic effects.
Pts treated w taxane's have suppressed enhancement in breast CA as well as in benign lesions and background parenchyma.
Studies compared chemo regimens w/ and w/o taxanes and shows the there were 67% FN MRI findings in patients w residual dz.
Global reduction in BPE may indicate treatment effect and the reader should be aware of the possility of FNs in this setting.
Residual tumor after NAT may demonstrate late enhancement bc of antiangiogenic effect of chemotherapy.
Particularly true for luminal tumors, which are more frequently underestimated than are triple negative and HER2 postive CAs bc of their initial manifestation as nonmass lesions and their nonconcentric shrinkage pattern, resulting in delayed enhancement.
Studies compared residual tumor size at imaging and at pathologic analysis where early phase (90 sec) was compared w later phase images (360 sec).
There was no difference in accuracy for depiction of residual invasive disease but residual DCIS was underestimated on early phase images.
Therefore, DCE MRI protocols should include sequences performed at least 360 sec after contrast material administration for evaluation in patients who undergo post-NAT tx to accurately identify residual in situ dz and ensure accurate surgical planning.
NAT can be used to downstage the extent of dz in the breast to enable BCT and similarly in patients w known axillary LN mets, NAT can be used to downstage the axilla, with pCR rates of 35-68%.
Sensitivity of post-NAT MRI to depict persistent LN mets is moderate, with studies reporting 61-72% sensitivity.
A study of patients w abnormal LNs at pretreatment MRI, and subsequently with normal-appearing LNs at posttreatment MRI, found that 32% had metastatic disease in the axilla at surgery.
Specificity of MRI is also moderate. Studies of patients w abnormal LNs at posttreatment MRI found that only 58% were positive for LN mets at surgery.
Abnormal LNs at MRI appear distinct from other visible axillary LNS, including those in the contralateral breast. ANy of the following findings is abnormal:
Cortical thickening
Loss of the fatty hilum
Round shape
Irregular margin
Heterogeneous cortex
Surrounding edema
LNs can be considered normal when they are symmetric, are homogeneously enhancing, and have a thin cortex and preserved fatty hilum.
In patients who are not treated w NAT, a preoperative bx provden dx of mets to an axillary LN traditionally entailed LN dissection at the time of surgery (excision of levels I and II). Though studies showed that axillary LN dissection was not shown to improve survival or local control compared w sentinel LN bx for patients w one or two LNs w/ macrometastases and stage T1 or T2 primary tumor.
In sentinel LN bx, only tumor draining LNs are identified and excised (usually 1 to 4 LNs) making this procedure less morbid than axillary LN dissection which carries the risk of lymphedema, seroma, paresthesias